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Tag: Wall Street

AFR Comment: Don’t Delay the Fiduciary Rule, Don’t Try to Kill It Either
team-afrSeptember 15, 2017Letters to RegulatorsComments are off for this post

The Department of Labor should simply let the fiduciary rule, as written, take full effect. The effort to delay is nothing but an effort to buy time for creating a rationale to roll back the rule, and an abuse of a regulatory process set down in law. Enough.

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Letter to Regulators: AFR Opposes Proposed Delay Of Department of Labor Rules To Protect Retirement Investors
team-afrMarch 17, 2017Letters to Regulators, Statements and Press ReleasesComments are off for this post

AFR submitted the comment letter linked and excerpted below that strongly opposes the Department of Labor’s proposal to delay fiduciary protections for retirement investors.

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Recent Posts
  • Letters to Regulators: Follow Up Comment to the SEC on Private Funds
  • Letters to Regulators: Comment to the SEC on SPACs
  • Letters to Regulators: Letter to PCAOB in Response to Request for Comment on Interim Analysis of Estimates and Specialists Audit Requirements
  • Letters to Regulators: Letter to HUD on Needed Loan Modification Enhancements to Address Rising Interest Rates  
  • Letters to Regulators: Letter to HUD in Support of Increased Forty-Year Term for Loan Modifications

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