Letters to Regulators: Letter to the SEC Commenting on Listing Standards for Recovery of Erroneously Awarded Compensation

AFREF submitted a comment letter in support of the SEC’s proposed rule on clawbacks of erroneously-awarded executive compensation. Once finalized, the rule will signify the long-overdue implementation of a Dodd-Frank provision that sought to improve incentives for honest and transparent corporate governance by creating a mechanism for the clawing back of compensation awarded based on […]

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Letters to Regulators: Comments to the SEC on Climate Disclosure Proposal

AFREF submitted and joined coalition comment letters in response to the Securities and Exchange Commission (SEC)’s proposed rule on climate disclosure. The coalition letters focused on Environmental Justice, Community Impacts, and Indigenous rights. The post Letters to Regulators: Comments to the SEC on Climate Disclosure Proposal appeared first on Americans for Financial Reform.

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Letters to Regulators: Follow Up Comment to the SEC on Private Funds

AFREF sent a Follow Up Comment to the Securities and Exchange Commission expressing support for its proposals that would require private fund advisers to provide their investors with greater and more detailed information around the fees, expenses, returns, and bilateral investment relations (via side letters). We echo many of the comments the SEC has since […]

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Letters to Regulators: Comment to the SEC on SPACs

AFREF sent a letter to the Securities and Exchange Commission expressing its support for its many proposals that would amend the definition of a “blank check company” to include the current and any future iterations of Special Purpose Acquisition Companies (SPACs). Such proposals would impose greater liability on many involved in the creation and distribution […]

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Letters to Regulators: Letter to PCAOB in Response to Request for Comment on Interim Analysis of Estimates and Specialists Audit Requirements

AFREF and Public Citizen sent a letter to PCAOB in response to their request for comment on their Interim Analysis of Estimates and Specialists Audit Requirements. The post Letters to Regulators: Letter to PCAOB in Response to Request for Comment on Interim Analysis of Estimates and Specialists Audit Requirements appeared first on Americans for Financial […]

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Letters to Regulators: Letter to HUD on Needed Loan Modification Enhancements to Address Rising Interest Rates  

AFREF joined a letter to HUD urging them to adopt enhancements to the FHA COVID-19 waterfall to address the impact of rising interest rates. The post Letters to Regulators: Letter to HUD on Needed Loan Modification Enhancements to Address Rising Interest Rates   appeared first on Americans for Financial Reform.

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Letters to Regulators: Letter to HUD in Support of Increased Forty-Year Term for Loan Modifications

AFREF joined a letter in support of HUD’s proposed amendment to 24 C.F.R. § 203.616, which would increase the maximum payment term of a loan modification from 360 months to 480 months. The post Letters to Regulators: Letter to HUD in Support of Increased Forty-Year Term for Loan Modifications appeared first on Americans for Financial […]

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Letters to Regulators: Letter in Response to the Federal Reserve’s RFI on a Central Bank Digital Currency

AFREF and Demand Progress submitted a letter in response to the Federal Reserve’s Request for Information on a Central Bank Digital Currency (CBDC). In the submission, we urge the Fed to consider privacy and fraud protection, and also point to other alternatives to CBDC the Fed could pursue to promote broader financial inclusion. The post […]

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Letters to Regulators: Letter in Response to FINRA Request for Comment on Complex Products

AFREF joined Consumer Federation of America and Better Markets in a comment letter in response to FINRA’s request for comment on complex products calling for protections that extend beyond greater disclosures for retail investors who are vulnerable to losing significant amount of money unexpectedly on a number of complex and risky products. The post Letters to Regulators: Letter in Response […]

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Letters to Regulators: Sign on Letter to the SEC in Support of Proposals to Protect Investors in Private Funds

AFREF led 26 other organizations in a letter to the Securities and Exchange Commission supporting its proposals that would provide to investors in private funds (such as hedge funds and private equity funds) basic and important information on a quarterly basis to make informed investment decisions. The post Letters to Regulators: Sign on Letter to […]

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